Compliance Monitor
One in three self-assessments on AR oversight fall below FCA expectations
A third of the self-assessments for firms overseeing appointed representatives (ARs) are under the standard set by the FCA.
By Neasa MacErlean
This is one of the findings ina review carried out by the regulator to see to what extent its "new rules and enhanced expectations" have been observed correctly since their introduction in December 2022.