Compliance Monitor
Senior managers’ transaction reporting face-off
When the Senior Managers Regime and the complex beast of MiFID II transaction reporting collide on 3 January 2018, how worried should your firm’s senior manager be? asks Ian Rennie.
When the Senior Managers Regime and the complex beast of MiFID II transaction reporting collide on 3 January 2018, how worried should your firm’s senior manager be? asks Ian Rennie.